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Market Practice & Regulatory Policy
 
ICMA provides services for members through its market practices and regulatory policy activities in Europe and beyond by:
  • setting standards of good practice for orderly markets, in consultation with members (which also means membership is seen as a “seal of approval” by their peers, supervisors and regulators);
  • consulting members and representing members’ views to other constituencies, notably to regulators and central banks on cross-border regulatory issues, but also to other market participants;
  • providing a pan-European focus;
  • representing the sell side and buy side together, where they agree, and facilitating dialogue between them;
  • working in cooperation with other trade associations, where it is in ICMA’s members’ interests; and
  • sharing ICMA’s experience of setting standards of good market practice in Europe with trade associations and self-regulatory organisations in other parts of the world.
ICMA concentrates on cross-border, rather than domestic, market practice and regulatory issues because that is where, as a trade association with a pan-European focus, ICMA can add most value for its members.

ICMA works as closely as possible with members through its market practice and regulatory policy committees (and related working groups) which enable interested members to provide expert input into ICMA’s market practices and regulatory policy work; and they also act as a forum for discussion and reaching a consensus on topics of common interest. The ICMA Regulatory Policy Committee oversees all ICMA’s market practices and regulatory policy work. It consists of the government affairs, regulatory and compliance heads in member firms.

ICMA communicates with its members on market practices and regulatory policy issues through its Quarterly Report, this area of the website and through seminars and conferences.

The resources section of the site also contains the following pages which are relevant to our Market Practice & Regulatory Policy work:

For more information contact the ICMA Market Practice and Regulatory Policy team at: RegulatoryPolicy@icmagroup.org

» Download ICMA Market Practice and Regulatory Policy Contacts in pdf



Paul Richards

Managing Director, Head, Market Practice and Regulatory Policy

Member of the ICMA Executive Committee  

Direct line: +44 20 7213 0315

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David Hiscock

   
Senior Director, Deputy Head, Market Practice and Regulatory Policy

Focused on general regulatory policy, repo and ECP; secretary to the ICMA Regulatory Policy Committee and to the ICMA Euro Commercial Paper Committee (ECP); acting secretary to the ICMA European Repo Council (ERC).

Direct line: +44 20 7213 0321

EMAIL | DOWNLOAD BUSINESS CARD



John Serocold
    
Senior Director, Market Practice and Regulatory Policy

Focused on secondary markets and related infrastructure; secretary to the ICMA Secondary Market Practices Committee.

Direct line: +44 20 7213 0313

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Ruari Ewing

Senior Director, Market Practice and Regulatory Policy

Focused on ICMA’s lead-manager constituency and secretary to the ICMA Primary Market Practices and Legal & Documentation Committees and related groups.

Direct line: +44 20 7213 0316

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Andy Hill

Director, Market Practice and Regulatory Policy

Direct line: +44 20 7213 0335

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Lalitha Colaco-Henry

Director, Market Practice and Regulatory Policy

Focused on repo and some aspects of the ICMA Primary Market Handbook; secretary to the ICMA European Repo Council (ERC)

Direct line: +44 20 7213 0318

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Katie Kelly


Director, Market Practice and Regulatory Policy

Focused on ICMA’s financial institution issuer members and corporate issuers; secretary to the ICMA
Financial Institution Issuer Forum (FIIF) and the ICMA Corporate Issuer Forum (CIF).

Direct line: +44 20 7213 0331

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Nathalie Aubry-Stacey

Director, Market Practice and Regulatory Policy

Focused on ICMA’s buy side members; secretary to the ICMA Asset Management and Investors Council (AMIC) and related groups.

Direct line: +44 20 7213 0317

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Patrik Karlsson

Director, Market Practice and Regulatory Policy

Focused on ICMA’s buy side members

Direct line: +44 20 7213 0339

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Charlotte Bellamy

Director, Market Practice and Regulatory Policy

Focused on ICMA’s lead-manager constituency in the Primary Markets and
its related groups.

Direct line: +44 20 7213 0340

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Nicholas Pfaff

Director, Market Practice and Regulatory Policy

Secretary to the Public Sector Issuer Forum (PSIF)

Direct line: +33 1 70 17 64 72

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Valérie Guillaumin


Director, Market Practice and Regulatory Policy

Direct line: +33 1 70 17 64 71

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Mushtaq Kapasi


Head of ICMA representative office in Asia Pacific

Direct line: +852 2537 1299

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Ricco Zhang

Director, ICMA representative office in Asia Pacific

Direct line: +44 20 7213 0322

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Leonie Scott

Assistant, Market Practice and Regulatory Policy

Direct line: +44 20 7213 0320

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Christina Siu


Assistant, ICMA representative office in Asia Pacific

Direct line: +852 2537 1299

EMAIL | DOWNLOAD BUSINESS CARD


 
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